5 comments | You asked. We answered. What is FINRA? Learn more ▶️ https://bit.ly/3RN56j7 #FINRA101 | FINRA | Facebook

4 comments | On the latest episode of #FINRAUnscripted, Joe Price, SVP of Corporate Financing and Advertising Regulation, joins us to dig into the recent Regulatory Notice 23-09 on FINRA's Rules impacting capital formation, and more. Listen here  https://bit.ly/3ObmSe8 | FINRA | Facebook

On this episode of #FINRAUnscripted we get the inside scoop on FINRA's Membership Application Program (MAP) from the programs VP, Cindy Foster. Tune in to gain insights on it's role as the first touchpoint for firms entering the broker-dealer industry, and standards of admission. Listen here : https://bit.ly/46zTNBE | FINRA | Facebook

Don't miss the latest episode of #FINRAUnscripted, where we dive into the 2025 Regulatory Oversight Report with FINRA's regulatory operations leaders. They share key takeaways and insights that are a must-listen for member firms. Tune in as our VP of Member Relations and Education, Kayte Toczylowski, hosts this informative discussion. Listen now  https://bit.ly/3CsuuH9 | FINRA | Facebook

On the latest episode of #FINRAUnscripted, three leaders from FINRA's Exam program join us for a deep dive into how our Examination program works and what firms can expect during routine firm exams. Listen here 🎧 https://bit.ly/3JcLpO9 | FINRA

5 comments | On the latest episode of #FINRAUnscripted, FINRA Regional Committee members Margaret Dubil and Peter Garcia join FINRA’s Kayte Toczylowski to share their experience engaging with FINRA, and how FINRA listens to industry feedback and takes action. Learn more about how member firms can help shape regulation, access valuable resources, and strengthen industry connections on this episode.  Listen now: https://bit.ly/3M8zmpA | FINRA | Facebook